May 2, 2024

Equilend Statement on FINRA’s Proposed Rule 6500 Series (SLATE)

Equilend notes that FINRA has published proposed Rule 6500 Series designed to support reporting of securities loans under SEC Rule 10c-1a.

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Equilend notes that FINRA has published proposed Rule 6500 Series designed to support reporting of securities loans under SEC Rule 10c-1a.

Equilend will be closely reviewing FINRA’s proposed rule and actively participating in the industry dialogue to ensure a successful rollout of Rule 10c-1a. In our decision to operate as a 10c-1a reporting agent, Equilend remains committed to providing clients with the tools and resources they need to achieve seamless compliance.  

Equilend plans to host an upcoming webinar where we will be addressing the implications of FINRA’s proposed requirements. We will be joined by FINRA who will provide introductory remarks! Click here to register for our webinar on May 14.

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About Equilend

Equilend is a global financial technology firm offering Trading, Workflow Automation, Data & Insights, and Digital Solutions for the securities finance industry. With offices in North America, EMEA and Asia-Pacific, Equilend operates across various jurisdictions worldwide, adhering to the highest regulatory standards.

The company is committed to excellence and innovation and is consistently recognised for its contributions to the industry. Equilend is Great Place to Work Certified™ in the U.S., UK, Ireland and India and has been awarded Global Data Provider of the Year and Regulatory Solution of the Year in the Securities Finance Times Industry Excellence Awards 2025.

For more information, please visit www.equilend.com

Equilend team

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